Branch Manager (Dallas, TX)
Core
Manage a retail branch office of Raymond James, overseeing compliance, sales goals, and Financial Advisors while servicing clients in personal book of business.
Role type
Senior IC branch manager (financial services)
Builds
Retail branch operations and client advisory services
Domain
Financial services / Wealth management
Deliverable
client delivery
Required skills
Strategic planning, compliance oversight, budget management, team supervision, client relationship management, financial product knowledge, regulatory adherence
Preferred skills
Community representation, conflict resolution, performance appraisal, cross-training coordination
Technologies
Office software, spreadsheets, databases, electronic communication tools
Responsibilities
Evaluate branch structure and strategic plans, ensure adherence to firm and regulatory policies, coordinate registrations and licensing of personnel, oversee daily trading and office activities, develop and monitor revenue/expense budgets, attract and retain Financial Advisors, service clients in personal book of business
Seniority
Senior, hands-on IC