Regulatory Reporting Business Analyst
Core
Senior Business Analyst serving as a subject matter expert for operational execution, strategic planning, and process optimization within US Regulatory Services, ensuring timely and accurate reporting to exchanges, SROs, and the SEC.
Role type
Senior Business Analyst (Regulatory Reporting)
Builds
Regulatory reporting controls, process frameworks, and documentation for examinations
Domain
Financial Services / Capital Markets / Regulatory Compliance
Deliverable
production ML models | product features | dashboards & analysis | client delivery | infrastructure
Required skills
US regulatory reporting requirements, trade lifecycle knowledge, Middle Office processing, change management, UAT, requirements gathering, project management, Microsoft Office Suite (advanced Excel)
Preferred skills
Data warehousing concepts, SQL, VBA, Python, audit trail requirements, data lineage, vendor platform experience (Broadridge, Fidessa, n-Tier)
Technologies
JIRA, Broadridge, Fidessa, n-Tier, Microsoft Office Suite
Responsibilities
Conduct impact assessments for new business initiatives and rule changes; Coordinate remediation of reporting anomalies via JIRA; Design and maintain controls for regulatory reporting accuracy; Prepare for and support regulatory examinations; Produce presentations for senior management on regulatory metrics and risk exposures.
Seniority
Senior, hands-on IC
