Senior Investment Associate (Edina)
Core
Senior Investment Associate responsible for client prospecting, account management, trade execution, and investment research within a wealth management environment.
Role type
Senior IC investment associate
Builds
Client relationships and investment portfolios
Domain
Wealth Management / Financial Services
Deliverable
client delivery
Required skills
Series 7, Series 66 (or 63/65), client prospecting, trade execution, investment research, risk tolerance assessment, compliance adherence
Preferred skills
Bond market knowledge, Salesforce, Money Guide Pro, Bachelor's degree
Technologies
Salesforce, Microsoft Office Suite, Money Guide Pro
Responsibilities
Partner with Financial Advisors to prospect for new clients via cold calling, referrals, and networking; Research and review investments to meet client goals; Enter trades and open new accounts; Provide high-level service by understanding client needs and risk tolerance; Research complex account problems and deliver resolutions; Assist in training and coaching branch staff.
Seniority
Senior, hands-on IC