Technical Financial Program Manager - Vice President
Core
Lead end-to-end delivery of technology solutions for Wealth Management Monitoring Technology (WMMT) to monitor customer suitability, sales practices, and conduct risk.
Role type
Principal Software Engineering (Vice President level)
Builds
Supervisory controls, operational controls, and surveillance capabilities for Wealth Management business
Domain
Financial Services / Wealth Management / Regulatory Compliance
Deliverable
production ML models | product features | infrastructure
Required skills
Technology delivery leadership, Wealth Management domain expertise, Agile methodologies, Software design partnership, Project management, Risk management, Regulatory standards compliance, Stakeholder communication, Technical support, Business requirement analysis
Preferred skills
FRB/SEC/FINRA regulations knowledge, Financial instruments knowledge (Futures, FX, Equities, etc.), Feedback delivery
Technologies
Agile frameworks, Supervisory platforms (WM Risk 1L, Compliance 2L)
Responsibilities
Lead end-to-end delivery of technology solutions aligning with program objectives; Collaborate with Risk, Compliance, and product teams to define technology roadmaps; Manage project pipelines from discovery to implementation; Engage with technical teams in planning and sprint activities; Provide technical support for litigation and project issues; Manage timelines, risks, and dependencies across workstreams; Translate technical concepts for senior stakeholders; Promote continuous improvement culture; Analyze and interpret business requirements.
Seniority
Principal, hands-on IC with strategic oversight