Client Due Diligence Specialist
Core
Perform due diligence reviews and identify key risks in KYC information for onboarding new client accounts, with a focus on High-risk clients including Politically Exposed Persons.
Role type
Senior IC compliance specialist (AML/CDD)
Builds
Independent corroboration of client source of wealth and documentation of Client Onboarding Assessments
Domain
Private Banking / Anti-Money Laundering (AML)
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
AML regulatory knowledge, due diligence review, source of wealth assessment, client onboarding, risk identification, stakeholder collaboration, audit support, process improvement
Preferred skills
SmartkKYC platform usage, system enhancement, user acceptance testing
Technologies
SmartkKYC
Responsibilities
Perform due diligence reviews and identify key risks in KYC information for the onboarding of new client accounts; Conduct screenings and perform first level screening assessment via SmartkKYC on account related parties and SOW companies; Document Client Onboarding Assessment with a clear articulation of the potential AML, reputational and Sanctions; Support in diverse tasks including audits, inspections, regulatory reporting; Participate in various projects including system enhancement and process improvement initiatives
Seniority
Senior, hands-on IC
