Overlay Analyst - Licensed
Core
Execute portfolio model changes and implement CIO-directed investment strategy updates to maintain model-driven investment strategies.
Role type
Licensed investment operations analyst
Builds
Portfolio allocations aligned with approved models and client restrictions
Domain
Asset Management / Wealth Management
Required skills
Portfolio rebalancing, trading exception resolution, account onboarding, regulatory compliance, process improvement
Preferred skills
Series 7, Series 66
Technologies
Trading platforms, portfolio management systems
Responsibilities
Execute portfolio model changes and implement CIO-directed investment strategy updates; Coordinate portfolio rebalancing activities and monitor completion of trading activities; Research, resolve, and escalate account-level trading exceptions and portfolio discrepancies; Support client account onboarding, transfers, restrictions, and investment preference changes; Ensure portfolio allocations remain aligned with approved models, investment objectives, and client restrictions; Partner with portfolio management, trading, operations, and client service teams to facilitate investment-related account maintenance; Monitor portfolio implementation activity and assist with quality control reviews; Maintain accurate records and documentation supporting portfolio changes and trading activities; Assist with process improvement initiatives designed to enhance operational efficiency and scalability; Support regulatory, compliance, and audit requests related to portfolio management activities.