Operations Analyst
Core
Serve as primary contact for broker-dealer inquiries, process documentation, remit/reconcile daily Federal and State tax withholding liabilities, and manage unclaimed property for lost/abandoned account holders.
Role type
Tax & Cost Basis Representative
Builds
Daily tax reconciliation reports and client tax lot data
Domain
Financial services / Tax compliance
Deliverable
dashboards & analysis
Required skills
Tax withholding reconciliation, unclaimed property management, regulatory compliance, data analysis, system interfacing
Preferred skills
FINRA licenses, financial industry experience, process improvement
Technologies
Internal tax and client reporting systems
Responsibilities
Review and finalize new account documentation, analyze demographic information for quality, prepare daily reports, identify process improvement opportunities, maintain regulatory compliance
Seniority
Mid-level individual contributor
