Assistant Manager / Manager Compliance Investigations
Core
Conduct investigations into market misconduct, assess cases objectively, and ensure investigations are aligned with regulatory expectations in the insurance industry.
Role type
Manager, Compliance Investigations
Builds
Investigation findings, recommendations, and training materials for market conduct standards
Domain
Insurance / Financial Services Compliance
Required skills
Market conduct compliance expertise, investigative mindset, report writing, critical thinking, process improvement, training delivery, regulatory response
Preferred skills
Financial planning diploma, FLMI, CMFAS Exams (M5, M9, M9A, CHI, M8, M8A)
Technologies
Microsoft Office Suite
Responsibilities
Conduct investigations into market misconduct referred from internal or external sources (e.g., MAS, FIDReC), prepare and present investigation findings to the Disciplinary Committee, support deviation hearings, deliver trainings on Market Conduct standards, support responses to regulatory queries and audits, contribute to process enhancements and automation of investigation workflows
Seniority
Manager, hands-on IC