Senior Audit Manager-Investments
Core
Lead risk-based internal audits across investment activities, oversee SOX 404 compliance, and assess controls over investment valuation and financial reporting.
Role type
Senior IC audit manager (investments)
Builds
Independent assurance and advice on control environments, risk management, and governance processes for AIG's investment portfolio.
Domain
Financial services / Insurance / Investments
Required skills
Risk assessment, SOX 404 compliance, control design evaluation, investment valuation, financial reporting, portfolio accounting, treasury activities, capital management, data analytics, team supervision, regulatory compliance
Preferred skills
Data analysis tools (MS Excel, Access, ACL, IDEA, Qlikview, Tableau), Agile audit methodology, automation
Technologies
MS Excel, Access, ACL, IDEA, Qlikview, Tableau
Responsibilities
Lead risk-based internal audits across investment activities and related financial processes; Oversee SOX 404 compliance efforts including control design evaluation and testing; Assess controls over investment valuation, financial reporting, portfolio accounting, treasury activities, and capital management; Supervise and mentor audit staff providing technical guidance and performance feedback; Coordinate with external auditors on SOX reliance and testing strategies; Utilize data analytics and technology-enabled audit techniques to enhance effectiveness; Clearly communicate audit results to senior management, business stakeholders, and regulators.
Seniority
Senior, hands-on IC with people management
