Senior Paralegal, Securities & Corporate Governance
Core
Support the Vice President of M&A, Securities & Corporate Governance in ensuring compliance with securities laws, stock exchange requirements, and internal governance policies for a public company.
Role type
Senior Paralegal (Securities & Corporate Governance)
Builds
SEC filings, corporate governance documentation, and M&A due diligence support
Domain
Public company securities law and corporate governance
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
SEC regulations knowledge, corporate governance practices, public company reporting, legal entity management, insider trading policy administration, M&A due diligence support, regulatory deadline tracking
Preferred skills
Notary Public certification, experience in public company or law firm, advanced degree
Technologies
Diligent, EDGAR, Workiva, Docusign, Microsoft Office Suite
Responsibilities
Prepare and submit SEC reports (Forms 10-K, 10-Q, 8-K, proxy statements, Section 16 filings); maintain global corporate governance platform records (board resolutions, minutes, charters); manage securities trading policy and insider trading windows; support M&A due diligence and document management; track regulatory and governance deadlines; conduct legal research on securities law developments
Seniority
Senior, hands-on IC