Independence Compliance Manager 2
Core
Manage the Independence Operations Team to ensure compliance with regulatory independence rules (SEC, PCAOB, AICPA) and maintain the Entity Management System (EMS) for RSM US.
Role type
Senior IC compliance manager (team lead)
Builds
Compliance processes and EMS data integrity
Domain
Professional services / Accounting / Regulatory compliance
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
Team management, regulatory rule interpretation, process improvement, stakeholder coaching, conflict resolution, data maintenance
Preferred skills
Big Four experience, international team management, interrelated policy awareness, network development
Technologies
Microsoft Office, SharePoint, Entity Management System (EMS)
Responsibilities
Manage and oversee the Independence Operations Team; Maintain EMS relationships and data; Coach stakeholders on independence affiliate rules; Identify and implement process improvements; Provide performance reviews and career guidance to junior staff
Seniority
Senior, hands-on IC with team leadership