Audit Manager - NorCal Asset Management Broker Dealer practice
Core
Deliver industry-focused audit and assurance services to middle-market clients in the Asset Management Broker Dealer space, acting as a trusted business advisor.
Role type
Senior IC Audit Manager (Asset Management Broker Dealer)
Builds
Financial statements, audit reports, and business recommendations for middle-market clients
Domain
Accounting / Audit / Asset Management / Broker Dealer
Required skills
Auditing, internal controls testing, financial statement analysis, client engagement management, team supervision, project management, business advisory
Preferred skills
Asset management industry experience, Broker dealer audit experience, supervisory/mentoring experience
Technologies
Microsoft Suite
Responsibilities
Proactively engage with clients to understand business goals and challenges; Implement testing to assess internal control deficiencies; Manage fieldwork to ensure quality and timely delivery; Provide financial statement guidance and business recommendations; Assist with engagement staffing and profitability targets; Mentor and coach team members
Seniority
Senior, hands-on IC with supervisory responsibilities