NON Market Risk EMEA, Senior Manager, Institutional Equity Division
Core
Lead the Non-Market Risk team in Mumbai, integrating and standardizing processes, delivering automation, and overseeing risk controls for the Institutional Equity Division.
Role type
Senior Manager, First Line of Defense Risk Management
Builds
Risk control frameworks, management reports, and automated processes for equity trading operations
Domain
Financial Services / Institutional Equity / Risk Management
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
Risk Management and Controls, deep-dive investigations, root-cause analysis, regulatory knowledge of Equities markets, project management, stakeholder alignment, process standardization, team leadership, analytical reasoning, issue escalation
Preferred skills
CFA/FRM/CA certifications, experience in Tier 1 financial institutions, onsite/onshore experience partnering with Front Office and Compliance, proficiency in MS Office and AI tools
Technologies
MS Office (Word, Excel, PowerPoint), AI tools
Responsibilities
Execute and lead activities within the Non-Market Risk Mumbai team, integrate new processes, strengthen existing ones, standardize processes, and deliver greater automation; Provide thought leadership to the Non‑Market Risk Mumbai team, setting clear priorities, coaching team members, and fostering a strong risk and control culture; Act as a primary liaison in short‑term or long‑term engagements, supporting seamless knowledge transfer, stakeholder alignment, and process stabilization; Enhance existing control frameworks and design new ones where gaps exist; Review and monitor internal policy and procedural breaches, assess risk, investigate, identify solutions, educate and escalate as necessary; Produce management reports to highlight issues, trends, thematic matters, new regulatory changes amongst others; Supervise Mumbai Team activities related to risk controls
Seniority
Senior Manager, hands-on IC with team leadership
