Senior Consumer Investments Supervisor
Core
Supervising financial services firms to identify conduct risks, fraud, and money laundering that harm consumers and markets.
Role type
Senior regulatory supervisor (financial crime)
Builds
Supervision strategies and enforcement actions against firms
Domain
UK Financial Services Regulation / Financial Crime
Deliverable
client delivery
Required skills
risk-based decision making, complex data and intelligence analysis, stakeholder management, strategic communication, regulatory rule application, issue escalation
Preferred skills
holistic thinking, pragmatic problem solving, prioritization, negotiation, adaptability
Technologies
N/A
Responsibilities
Collate and analyze data from multiple sources to identify conduct risks; Review firm risk management frameworks and products with a focus on financial crime; Prepare and deliver meetings with supervised firms to advance strategic objectives; Develop direct supervision and mitigation strategies; Build working relationships with internal stakeholders; Escalate issues to senior management with proposed solutions
