Manager, Regulatory and Subsidiary Reporting
Core
Oversee monthly and quarterly finance functions, accounting close, reconciliations, and regulatory reporting for mutual fund and insurance dealer subsidiaries in compliance with CIRO rules.
Role type
Manager, Regulatory and Subsidiary Reporting
Builds
Monthly/quarterly financial reports, regulatory filings, statutory financial statements, board reports, and audit deliverables for SLFISI, SLCSI, and SLFDI.
Domain
Canadian Financial Services (Wealth Management/Insurance)
Required skills
IFRS accounting, CIRO regulatory rules, financial reporting, audit coordination, process improvement, team leadership, MS Office Suite, SAP, Tableau
Preferred skills
Retail Wealth brokerage experience, generative AI tools (Microsoft Copilot), automation implementation
Responsibilities
Oversee monthly/quarterly finance functions and accounting close; Ensure completion of monthly regulatory filings; Assist in preparation of annual statutory financial statements; Support regulatory and external audits; Prepare quarterly board reports; Support regulatory compliance and capital calculations; Coach and mentor direct reports; Establish governance and control environment; Identify and implement process efficiencies.
Seniority
Manager, hands-on IC with team leadership