Senior Manager, Compliance, Asia Asset Management
Core
Senior Manager responsible for establishing, maintaining, and improving compliance standards, controls, policies, and procedures for Sun Life Investment Management Asia Limited to ensure adherence to applicable laws and regulations.
Role type
Senior Manager, Compliance
Builds
Compliance program, regulatory filings, and governance frameworks for an asset management firm
Domain
Financial Services / Asset Management / Regulatory Compliance
Deliverable
client delivery
Required skills
Regulatory interpretation, risk assessment, policy development, stakeholder management, compliance reporting, training delivery, audit coordination
Preferred skills
Knowledge of SFC and MPFA regulations, experience with Type 1, 4, 9 codes of conduct, proficiency in Microsoft Office, AI tool usage for research and drafting
Technologies
Microsoft Office (PowerPoint, Word, Excel), AI tools
Responsibilities
Support implementation and enhancement of compliance programs; manage regulatory filings and licensing; assess and advise on regulatory developments and new business initiatives; identify and escalate compliance risks and breaches; support compliance reporting and management information; deliver compliance training and review marketing materials
Seniority
Senior Manager, hands-on leadership