Broker-Dealer Accounting Senior Analyst
Core
Create and maintain accounting policies, manage reconciliations, assist with month-end closing, prepare financial presentations, and analyze variances for a U.S. broker-dealer subsidiary.
Role type
Senior Accounting Analyst (Broker-Dealer)
Builds
Monthly/quarterly financial reports, regulatory filings (FINRA FOCUS, SEC 17H), and audit-ready financial statements.
Domain
Financial Services / Broker-Dealer Accounting
Deliverable
Dashboards & analysis
Required skills
US GAAP, Financial institution accounting, Balance sheet & income statement analysis, Regulatory reporting (FINRA/SEC), Journal entries, System reconciliations
Preferred skills
CPA, Fixed income securities, Broadridge Impact, Workday Enterprise Management
Technologies
Microsoft Office, Broadridge Impact, Workday
Responsibilities
Create and maintain accounting policies; Maintain system and bank reconciliations; Assist with month-end closing; Prepare daily journal entries; Analyze monthly variances; Track revenue and operating expenses; Assist with annual audit; Prepare FINRA FOCUS and SEC reports; Assist with regulatory audits.
Seniority
Mid-level, hands-on IC