Broker-Dealer Accounting Senior Analyst
Core
Senior accounting analyst supporting a U.S. broker-dealer subsidiary with financial reporting, regulatory compliance, and audit assistance.
Role type
Senior IC accounting analyst (broker-dealer)
Builds
Monthly/quarterly financial presentations, regulatory reports (FINRA, SEC, Federal Reserve), and audit documentation.
Domain
Financial services / Broker-dealer accounting
Required skills
US GAAP, financial institution accounting, system/bank reconciliations, month-end closing, journal entries, variance analysis, regulatory reporting (FINRA/SEC/Fed), consolidation
Preferred skills
CPA, fixed income securities, Broadridge Impact, Workday Enterprise Management, US broker experience
Technologies
Microsoft Office, Broadridge Impact, Workday Enterprise Management
Responsibilities
Create and maintain accounting policies; maintain system and bank reconciliations; assist with month-end closing; prepare daily journal entries; analyze monthly variances; track revenue and expenses by line of business; assist with annual audit; prepare FINRA FOCUS Reports and SEC 17H reports; compute Daily Net Capital and Customer Protection Rule reports; assist with TIC reporting to Federal Reserve; assist with monthly consolidation to foreign parent.
Seniority
Mid-Senior, hands-on IC
