Audit Associate- AML Risk
Core
Execute risk-based internal audit engagements to evaluate the effectiveness of Anti-Money Laundering (AML), Sanctions, and regulatory compliance frameworks within US Corporate & Investment Banking and International Wealth Management businesses.
Role type
Associate Internal Auditor (AML Risk)
Builds
Independent assurance and advisory services supporting the organization's financial crime risk management framework
Domain
Banking / Financial Services / Regulatory Compliance
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
AML auditing, Sanctions (OFAC) auditing, US banking regulatory compliance (BSA/AML, NYDFS, FinCEN), risk assessment, control evaluation, audit planning, remediation monitoring
Preferred skills
Data analytics (Excel, Power BI, SQL, Python), audit management tools (TeamMate, AuditBoard), Google Workspace proficiency
Technologies
Excel, Power BI, SQL, Python, TeamMate, AuditBoard, Google Workspace
Responsibilities
Execute risk-based internal audit engagements covering BSA/AML, Sanctions, and general Bank Regulatory Compliance; Perform walkthroughs, test procedures, and assess relevant controls; Evaluate adherence to applicable U.S. banking and financial crime regulatory requirements; Assess the design and operating effectiveness of AML and Sanctions related internal controls; Identify control deficiencies and root causes, and deliver actionable, risk-based recommendations; Recommend enhancements to governance policies, procedures, and control frameworks; Monitor and validate remediation of audit findings.
Seniority
Associate, hands-on IC