Chief Risk & Compliance Officer (AIA Investment Management)
Core
Lead the Chief Risk & Compliance function for an asset management firm, overseeing financial, investment, and operational risks across the company and special purpose vehicles.
Role type
C-suite Chief Risk & Compliance Officer
Builds
Risk management and compliance systems, governance frameworks, and regulatory reporting for an asset management firm.
Domain
Asset Management / Financial Services
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
risk management, compliance, regulatory oversight, investment due diligence, governance frameworks, second-line oversight, error and breach investigation, stakeholder management, strategic decision-making
Preferred skills
CFA, FRM, PRM, CIPM, experience dealing with regulators, knowledge of investment compliance systems
Technologies
N/A
Responsibilities
Advise Boards and CEO on emerging risks; Chair the management Risk Committee; Develop and maintain compliance and risk management systems; Conduct regular risk assessments on financial, investment, and operational risks; Provide second-line oversight of errors and breaches; Monitor risks via embedded controls; Facilitate senior management's understanding of risk inter-relationships.
Seniority
C-suite, strategic leadership
