Sr. Analyst, Financial Controls & Compliance
Core
Maintain Sarbanes Oxley (SOX) compliance program and support accounting-related compliance requirements for a used car retailer.
Role type
Senior Financial Controls Analyst (SOX)
Builds
Internal control over financial reporting frameworks and SOX control documentation
Domain
Financial Services / Public Accounting / Retail
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
US GAAP, Sarbanes Oxley, PCAOB requirements, COSO Framework, SOX control testing, root cause analysis, management remediation planning, quarterly certifications (Section 302/906), SOC 1 assessment
Preferred skills
CPA, CIA, Public accounting experience, IT General Controls (ITGC), Process improvement, Change management
Technologies
Workiva, Microsoft Office (Excel, Word, PowerPoint, Visio)
Responsibilities
Maintain SOX controls and flowcharts in Workiva; Support scoping, materiality, and risk assessments for internal controls; Partner with internal and external auditors for SOX testing; Evaluate root cause and financial impact of control deficiencies; Assess SOX impact of business initiatives; Coordinate quarterly SOX certifications; Obtain and assess SOC 1 reports from service providers
Seniority
Senior, hands-on IC
