Senior SOX IT Auditor
Core
Lead risk-based assessments of IT controls supporting financial reporting to ensure design and operating effectiveness across the technology environment.
Role type
Senior SOX IT Auditor
Builds
Audit-ready processes and control evidence for financial reporting
Domain
Finance / IT Audit / SOX Compliance
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
SOX compliance, IT general controls, automated application controls, IT-dependent manual controls, risk-based assessment, control design evaluation, UAT review, remediation tracking, stakeholder partnership, workpaper development
Preferred skills
ERP systems, SaaS platforms, cloud applications, professional certifications (CISA, CIA, CPA, CISSP)
Technologies
ERP, SaaS, cloud, enterprise business applications
Responsibilities
Lead end-to-end risk-based SOX testing for IT general, automated application, and IT-dependent manual controls; Assess design and operating effectiveness of controls across logical access, privileged access, change management, SDLC, interfaces, job scheduling, data integrity, and system configurations; Partner with control and system owners to identify financial-reporting risks and define effective control activities; Review requirements, solution designs, and implementation plans for significant SOX-scoped changes; Evaluate UAT and documentation for SOX-scoped implementations; Develop test plans, workpapers, and issue documentation; Communicate control findings and remediation recommendations to stakeholders; Track remediation plans and validate corrective actions; Support quarterly and annual management SOX assessments with external auditors; Coach and review work of junior team members
Seniority
Senior, hands-on IC