Client KYC Analyst
Core
Perform Client KYC and Due Diligence for new and existing clients in the investment fund industry, ensuring compliance with AML/CFT policies.
Role type
Associate (Level 1) Client KYC Analyst
Builds
Initial Client KYC Files, Risk Assessments, and Compliance Checklists
Domain
Financial Services / Fund Administration / Anti-Money Laundering (AML)
Required skills
Client KYC execution, Fund industry knowledge, Regulatory compliance, Documentation review, Client liaison, Risk assessment, AML/CFT policy application
Preferred skills
Multi-project management, Analytical thinking, Problem-solving, Adaptability
Technologies
MIS / KPIs tools, KYC Application / Tool
Responsibilities
Send initial KYC requirements list to client, Collate KYC documentation from client, Review KYC documentation for risk rating appropriateness, Liaise with client for additional documentation, Carry out screening (Name list and Negative News Searches), Prepare KYC checklists and Client Risk Assessment, Input and approve KYC Information, Perform KYC for new and regular/event-driven reviews, Attend to KYC Queries and update MIS/KPIs, Assist in ad hoc Client KYC/Due Diligence tasks.
Seniority
Associate, Level 1