Client Compliance & AML Officer
Core
Ensure assigned client entities have effective systems and controls to maintain compliance with legal and regulatory requirements, specifically acting as AMLCO, MLRO, or DMLRO under Cayman Islands regulations.
Role type
Senior IC Compliance Officer (AMLCO/MLRO/DMLRO)
Builds
Compliance systems, policies, and regulatory reporting for client entities
Domain
Financial Services / Anti-Money Laundering (AML) / Compliance
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
AML/CFT legislation knowledge, risk assessment, regulatory reporting, policy development, audit execution, suspicious activity reporting, client entity screening, stakeholder management
Preferred skills
Prior CO/MLCO/MLRO experience, professional qualifications, finance industry background
Technologies
MS Office
Responsibilities
Serve as AMLCO, MLRO, and DMLRO for allocated client entities; develop AML & CFT policies and procedures; conduct transaction monitoring and risk assessments; file Suspicious Activity Reports (SARs) with the FRA; maintain logs of declined business and PEPs; advise the Board on compliance issues; act as the main point of contact with Cayman Islands regulators (CIMA) and law enforcement; perform regular audits of AML/CFT procedures; conduct ad hoc reviews and special investigations.
Seniority
Senior, hands-on IC
