Operations Controls Fraud Analyst
Core
Analyze system alerts to identify and investigate potential fraudulent or unusual transactions in client accounts, ensuring compliance with regulations and minimizing risk.
Role type
Operations Controls Fraud Analyst
Builds
Client Services fraud monitoring program and regulatory compliance reporting
Domain
Financial services (Mutual Funds, Investment Funds)
Required skills
Fraud detection, Alert analysis, Policy management, Regulatory compliance (AML, Privacy, NI 81-102), Mutual fund industry knowledge, Transfer Agent Operations
Preferred skills
Certified Fraud Examiner (CFE), Investment Funds in Canada (IFC), Bilingualism, Project management
Technologies
Fraud detection applications, System reports
Responsibilities
Assess existing policies and procedures for regulatory compliance; Review alerts and customer account information to determine fraud activity; Maintain client services monitoring program and fulfill reporting requirements; Participate in regulatory projects as a subject matter expert.
Seniority
Mid-level, hands-on IC