Compliance Analyst
Core
Supporting the delivery, enhancement, and ongoing management of the Compliance Monitoring Programme (CMP) to assess regulatory risk and ensure adherence to standards.
Role type
Compliance Analyst
Builds
Compliance monitoring reports, thematic review findings, and management information dashboards
Domain
Financial services / Regulatory compliance
Deliverable
dashboards & analysis
Required skills
Compliance monitoring and control testing, UK financial services regulatory knowledge, trend analysis, report writing, attention to detail, Microsoft Office proficiency
Preferred skills
Relevant compliance, risk, or financial services qualification
Responsibilities
Conduct compliance monitoring and testing across business areas, perform detailed reviews of business activity and controls, support thematic reviews and deep-dive assessments, identify control weaknesses and non-compliance, enhance monthly and quarterly monitoring activities, conduct trend analysis on incidents and breaches, present findings to stakeholders, contribute to development of monitoring methodologies and reporting packs
Seniority
Individual Contributor