Compliance Graduate M/F
Core
Graduate-level compliance analyst supporting the Head of Compliance in executing the branch's compliance framework with a primary focus on Anti-Money Laundering (AML), Countering the Financing of Terrorism (CFT), and Know Your Client (KYC) obligations.
Role type
Junior IC compliance analyst (financial crime)
Builds
Compliance control plans, transaction monitoring alerts, and regulatory reports for Australian financial institutions
Domain
Banking / Financial Services / Regulatory Compliance
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
AML/CFT/KYC knowledge, transaction monitoring, sanctions screening, Enhanced Due Diligence (EDD), regulatory project management, report writing, policy interpretation
Preferred skills
Experience in financial crime or regulatory roles, understanding of Australian Financial Services laws, familiarity with AUSTRAC reporting obligations
Technologies
Fircosoft, Actimize AML, KIWIS, Cosmos Controls, Factiva Dow Jones, WorldCheck
Responsibilities
Monitor and assess AML/CFT typologies and red flags; Review, investigate, and process alerts generated by transaction monitoring systems; Conduct searches on transactions and files via adverse media databases; Conduct Enhanced Due Diligence on high-risk clients, PEPs, and complex ownership structures; Identify, assess, and escalate suspicious matters in accordance with AUSTRAC reporting obligations; Assist in maintaining and updating the Branch's AML/CTF Program; Prepare draft compliance opinion forms and conduct consistency checking on KYC documents; Ensure timely completion and submission of reports to Australian regulators; Devise a business-oriented compliance culture via training facilitation; Perform compliance monitoring, testing, and control.
Seniority
Junior, hands-on IC