Member of Accounting, Regulated Trading & Derivatives
Core
Prepare journal entries, reconciliations, and regulatory reports for Broker-dealer and Swap-dealer entities in a digital asset trading firm.
Role type
Senior accounting specialist (regulated trading & derivatives)
Builds
Monthly/quarterly/year-end close packages, SEC FOCUS reports, CFTC/NFA swap dealer financial reports, and net capital computations.
Domain
Financial services / Digital assets / Derivatives
Required skills
US GAAP (ASC 815), account reconciliations, regulatory reporting (SEC/CFTC), derivatives accounting, internal controls design, process automation, advanced Excel, SQL/Python
Preferred skills
CPA license, broker-dealer/swap dealer experience, digital asset accounting, institutional trading systems familiarity, Series 27/NFA Series 3 licenses
Technologies
NetSuite, FloQast, SQL, Python
Responsibilities
Prepare journal entries and account reconciliations for monthly/quarterly/year-end close; Account for trading activity, derivatives, margin, and collateral; Investigate and resolve accounting breaks; Prepare supporting schedules for SEC FOCUS and CFTC/NFA reports; Monitor compliance with SEC Rule 15c3-1/15c3-3 and CFTC capital rules; Support internal and external auditors; Design and test internal controls over financial reporting (ICFR); Automate manual work in spreadsheets and ledgering systems.
Seniority
Senior, hands-on IC