Financial Crime Compliance Specialist (Advisory)
Core
Provide 2nd line oversight, governance, and challenge on AML/CTF controls, managing escalations and supporting the MLRO in running the compliance monitoring programme.
Role type
Senior 2nd line Financial Crime Compliance Specialist (AML/CTF)
Builds
Independent oversight of financial crime controls and risk assessments for a SME-focused fintech platform.
Domain
UK Financial Services / Anti-Money Laundering (AML) / Counter-Terrorist Financing (CTF)
Required skills
AML/CTF policy design, compliance monitoring programme design, risk assessment, regulatory horizon scanning, stakeholder reporting, analytical thinking
Preferred skills
Experience with Business customer segments, presenting to senior governance forums, independent challenge
Technologies
UK Money Laundering Regulations 2017, JMLSG guidance, POCA
Responsibilities
Design thematic reviews and control tests, maintain AML/CTF policies and risk appetite standards, lead 2LoD reviews of new products, produce management information and compliance reporting, support Enterprise Wide Risk Assessment (EWRA), translate regulatory changes into impact assessments
Seniority
Mid-Senior, hands-on IC