Electronic Trading Systems Risk & Control Manager / Senior Manager
Core
Subject matter expert on electronic trading risk controls ensuring systems operate within a robust risk and governance framework.
Role type
Senior Manager, Electronic Trading Risk & Control
Builds
Robust risk and governance frameworks for electronic trading systems
Domain
Financial Services / Electronic Trading / Regulatory Compliance
Deliverable
dashboards & analysis
Required skills
Electronic trading controls, Operational risk, Front office business control, Electronic trading governance, Trading flows and execution algorithms, Market conduct risks and trade surveillance, Hong Kong SFC and exchange rules, Regulatory change implementation, Incident management for trading systems
Preferred skills
APAC regulatory experience, Technology collaboration, Fast-paced trading environment decision making
Technologies
Trading systems, Algorithms, Exchange connectivity solutions, Trade surveillance frameworks
Responsibilities
Partner with senior management to embed regulatory obligations into technology controls, Review trading systems and algorithms to identify control gaps, Evaluate new trading initiatives for risks before deployment, Assess market misconduct and manipulation risks, Review trading controls against SFC and HKEX rules, Enhance trade surveillance framework, Develop metrics and dashboards for oversight, Review trading system incidents and control failures, Coordinate implementation of regulatory changes, Prepare responses to external queries on trading systems
Seniority
Senior Manager, hands-on IC
