Regulatory Reporting Associate
Core
Support regulatory reporting obligations for a global hedge fund, ensuring compliance with regulators like SEC, CFTC, and MiFID II across various asset classes.
Role type
Regulatory Reporting Associate
Builds
Regulatory filings and transaction reports for global regulators
Domain
Financial Services / Regulatory Compliance
Required skills
SQL, Alteryx, Tableau, Excel, MS Office Suite, MiFID II transaction reporting, financial product knowledge (equities, fixed income, derivatives), functional and data analysis, requirements documentation
Preferred skills
Hedge/investment fund structures knowledge, data analytical tools, automation tools
Technologies
SQL, Alteryx, Tableau, Excel
Responsibilities
Prepare and review filing responses for regulators; Execute MiFID II transaction reporting obligations; Gather requirements and develop functional/technical specifications; Partner with business teams to document workflows; Conduct position and transaction monitoring checks; Utilize data tools to detect anomalies; Investigate system infrastructure impact on reporting accuracy; Respond to compliance inquiries and data requests.
Seniority
Mid-level, hands-on IC
