Senior Wealth Advisor SAFE Act
Core
Senior Wealth Advisor responsible for acquiring new clients, deepening relationships with existing clients, and providing investment advice and financial planning.
Role type
Senior IC Wealth Advisor
Builds
Client relationships and investment portfolios
Domain
Financial Services / Wealth Management
Deliverable
client delivery
Required skills
Client acquisition, Financial planning, Investment advice, Securities recommendations, Regulatory compliance, KYC/AML adherence, Risk assessment
Preferred skills
Financial planning software, Investment strategies
Technologies
Microsoft Office (Excel, Outlook, Word), Financial planning software
Responsibilities
Build relationships with new clients to bring in bank and brokerage assets; Deepen relationships with existing clients through financial planning; Respond to referrals and recommend suitable offerings; Make securities recommendations and provide investment advice; Manage client follow-up and adhere to regulatory procedures; Ensure KYC/AML compliance; Partner with branch team for positive client experience; Assess risk in business decisions.
Seniority
Senior, hands-on IC