Senior Wealth Advisor SAFE Act - Miami
Core
Senior Wealth Advisor responsible for acquiring new clients, deepening relationships with existing clients, and providing investment advice and financial planning.
Role type
Senior IC wealth advisor (sales & advisory)
Builds
Client relationships and bank/brokerage assets
Domain
Financial services / Wealth management
Required skills
Client acquisition, financial planning, investment advice, regulatory compliance (SAFE Act, KYC/AML), securities recommendations, relationship management
Preferred skills
Financial planning software, investment strategies, Microsoft Office
Technologies
Financial planning software, Microsoft Office (Excel, Outlook, Word)
Responsibilities
Build relationships with new clients to bring in assets, deepen relationships with existing clients, respond to referrals and recommend offerings, make securities recommendations, manage client follow-up, ensure KYC/AML compliance, partner with branch team
Seniority
Senior, hands-on IC