Officer, Markets Operations Control
Core
Ensure compliance with global and regional functional policies focusing on Operational Risk, Manager's Control Assessment (MCA), Information Security, and Records Management within Markets Operations.
Role type
Senior IC Operations Control Officer (Securities & Derivatives)
Builds
Operational controls, risk assessments, and compliance reporting for global trading activities
Domain
Financial Services / Markets Operations / Risk Management
Deliverable
production ML models | product features | dashboards & analysis | client delivery | infrastructure | physical/clinical work
Required skills
Operational Risk management, Records Management, Access reviews, Outsourcing management, MCA testing, Process improvement, Business Continuity planning, Regulatory controls, Account reconciliations, General Ledger proofing
Preferred skills
Project Management, UAT, Team leadership, Problem solving, Stakeholder management
Technologies
None explicitly stated
Responsibilities
Ensure compliance with global and regional functional policies with focus on Operational Risk, Manager's Control Assessment (MCA), Information Security and Records Management; Manage Records Management related activities; Manage access reviews for the supported businesses; Manage Outsourcing related reviews and reporting; Manage MCA testing of the Business activities; Manage process reviews and provide recommendations for improvement and automation; Manage documentation of Continuity of Business Plans; Escalate transaction processing issues to the appropriate channels and collaborate on a solution; Design and analyze moderately complex reports; Perform regulatory controls, account reconciliations, and record retention activities; Overseeing and executing critical core operations activities; Facilitating risk close out for market transactions; Daily Collaboration across Global Clients, Trading, and Operations teams; Acting as key point of contact for the team across internal and external stakeholders; Identifying trends, synergies and weaknesses across products and regions; Recommending control enhancements as needed
Seniority
Senior, hands-on IC
