Client Risk Assessment and Controls Design – In Business Regulatory Risk Management
Core
Provide analytical support for regulatory change management, control design, and risk assessment within the UAE Wealth business, ensuring adherence to firm policies and frameworks.
Role type
Senior Regulatory Risk Analyst (Controls Design)
Builds
Robust control programs, regulatory impact assessments, and integrated risk and control frameworks for the UAE Wealth business.
Domain
Financial Services / Regulatory Risk Management / Compliance
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
Regulatory change management, Internal control program design, Regulatory inventory management, Financial services regulations (AML, KYC, consumer protection, data privacy, prudential), Analytical interpretation of complex regulatory texts, Project management, Data compilation and impact assessment, Cross-functional collaboration, Regulatory reporting validation
Preferred skills
GRC tools proficiency, Experience with automation and digitization of controls
Technologies
Microsoft Office Suite (Excel, PowerPoint, Word), GRC tools
Responsibilities
Manage regulatory change activities including data compilation, impact assessments, and tracking implementation status; Support regulatory examinations, audits, and inquiries by gathering information and producing documents; Coordinate preparation and review responses to regulatory requests; Evaluate and maintain regulatory inventory linkages to supporting controls; Support development of integrated risk and control frameworks; Collaborate with cross-functional teams for accurate regulatory report submission; Engage with Subject Matter Experts to develop requirements for automating controls.
Seniority
Senior, hands-on IC
