Vice President, Cash Equities Settlement Senior Manager
Core
Senior management role responsible for overseeing end-to-end equity, Securities Borrowing and Lending (SBL), and futures settlement operations to ensure seamless delivery of securities and derivatives transactions.
Role type
Senior Manager, Operations - Transaction Services
Builds
Securities and derivatives settlement processes, client solutions, and operational efficiency improvements
Domain
Financial Services / Securities & Derivatives Operations
Required skills
People management, Series 9 licensing, complex inquiry resolution, due diligence, risk assessment, regulatory compliance, process improvement, stakeholder management, team leadership, operational oversight
Preferred skills
Master's degree, advanced technology evaluation, strategic planning
Technologies
Core settlement systems, SBL platforms, account opening workflows, futures processing tools
Responsibilities
Manage and supervise the end-to-end equity settlement process; Oversee Securities Borrowing and Lending (SBL) settlement operations; Direct the local trading account opening process; Manage futures settlement operations; Lead, mentor, and develop a high-performing team of operations specialists; Identify, assess, and mitigate operational risks; Drive initiatives to enhance operational efficiency and reduce costs; Build and maintain strong working relationships with front office trading desks and external counterparties; Generate and analyze operational metrics and performance reports.
Seniority
Senior, hands-on IC with people management
