Wealth Regulatory Reporting Operations AVP
Core
Oversees non-financial regulatory reporting deliverables, ensuring accurate and timely submissions while maintaining a strong control environment.
Role type
Senior Analyst, Regulatory Reporting Operations
Builds
Non-financial regulatory reports for various jurisdictions and products
Domain
Financial Services / Regulatory Compliance
Required skills
Regulatory reporting, Process improvement, Risk assessment, Audit support, Stakeholder coordination, Data validation, Control framework management, Project management
Preferred skills
Data automation tools (Xceptor, Alteryx), AI prompt development, MS Project/Excel/Visio proficiency, Coaching junior staff
Technologies
Xceptor, Alteryx, MS Project, Excel, Visio, PowerPoint, SharePoint
Responsibilities
Perform advanced post-submission validation and analysis; Prepare and submit complex non-financial regulatory reports; Execute roadmap elements to streamline processes; Oversee and enhance the control framework for assigned reports; Participate in internal and external audit reviews; Serve as an escalation point for junior analysts; Collaborate with Risk, Compliance, and Technology partners.
Seniority
Senior, hands-on IC with mentorship responsibilities
