Senior Officer , Securities Services Sanctions Operations (SSO) – Hybrid
Core
First line of defense ensuring securities services business lines remain compliant with US, EU, UK, UN, and country-level sanctions regulations by executing controls on screened securities transactions and client data.
Role type
Senior Officer, Securities Services Sanctions Operations (SSO)
Builds
Compliance controls for securities transactions and static data
Domain
Banking, Securities & Derivatives, Sanctions Compliance
Required skills
Sanctions/AML/KYC monitoring, Data analysis, Securities and derivatives settlement knowledge, Policy interpretation, Risk assessment, Process improvement, Audit and control adherence, Supervision
Preferred skills
Global geopolitical awareness, Investigative mindset, Resilience to stress, MS Excel literacy
Technologies
MS Excel
Responsibilities
Resolve settlement issues and serve as SME to interpret policies and guidelines; Analyze data to make process improvement recommendations; Utilize understanding of securities settlement to prepare reports and present findings; Identify policy gaps and formulate policies; Assist with implementation of trade flow process enhancement initiatives; Interpret data to make recommendations for new products and platforms; Minimize risk by monitoring errors and adhering to audit policies; Supervise activity of others and ensure accountability.
Seniority
Senior, hands-on IC
