CareerPlan

Operations Risk, Associate

LondonFull-time2026-11-04 → 2026-11-10

Core

Ownership of daily MAS regulatory reporting submissions and operational risk oversight, including developing Key Risk Indicators (KRIs) for functional teams.

Role type

Associate, regulatory reporting and operational risk

Builds

Daily regulatory trade reports and operational risk monitoring frameworks

Domain

Financial services, regulatory compliance, operational risk

Required skills

Regulatory trade/transaction reporting, asset class knowledge (OTC derivatives), reconciliation and pairing concepts, root cause analysis, data quality management, process documentation, Excel, large dataset handling

Preferred skills

Trade reporting platforms (S&P Global Cappitech, DTCC GTR, Kaizen, Regis-TR), APIs, SQL, Python, process automation, multi-jurisdiction reporting

Technologies

MAS, EMIR, ASIC, CFTC, UPI, UTI, LEI, S&P Global Cappitech, DTCC GTR, Kaizen, Regis-TR, SQL, Python

Responsibilities

Prepare and submit daily MAS trade reports, perform pre-submission data quality checks, track regulatory acceptance, investigate and resolve reporting breaks and rejections, partner with Technology to resolve system issues, identify recurring issues and drive process improvements, maintain up-to-date procedures

Seniority

Associate, individual contributor