Broker Dealer Operations, Associate
Core
Run the daily operational engine for U.S. equities brokerage, ensuring accuracy and scalability of customer accounts, trades, cash, and positions.
Role type
Associate, Broker Dealer Operations
Builds
Accurate, controlled, and scalable U.S. equities brokerage experience for millions of customers
Domain
Financial services, U.S. equities brokerage, clearing and settlement
Required skills
U.S. equities trade lifecycle knowledge, trade/position/cash reconciliation, ACAT transfer processing, operational exception investigation, regulated environment procedure adherence, clearing platform familiarity, SQL, workflow automation
Preferred skills
Generative AI utilization for workflow efficiency
Technologies
Apex Clearing, Jira, SQL
Responsibilities
Execute daily trade, position, balance, and cash reconciliations; Support customer account onboarding and maintenance; Process inbound and outbound securities transfers (ACATs); Monitor operational alerts and exception queues; Support corporate action operations; Identify recurring failure modes and propose improvements
Seniority
Associate, hands-on IC