Legal and Compliance Infrastructure Data, Associate/Vice President
Core
Build data pipelines and analytics-driven solutions to support compliance monitoring, reporting, and regulatory operations within the investment management industry.
Role type
Associate/Vice President, Compliance Data & Analytics
Builds
Data pipelines, analytics solutions, and compliance monitoring systems for institutional and wealth investors
Domain
Investment Management / Financial Compliance
Deliverable
production ML models
Required skills
SQL, Python, Pandas, NumPy, Streamlit, Plotly, Seaborn, API integration, data analysis, system design
Preferred skills
Buy-side software platforms, trading surveillance, regulatory reporting, AI/ML tools for analytics
Responsibilities
Perform analysis and use data science to build pipelines for compliance monitoring; Create functional requirements and designs for analytics solutions; Partner with engineers and compliance professionals to develop solutions; Explore and integrate new tools and third-party platforms; Design and implement systems within the legal and compliance control framework
Seniority
Mid-Senior (3-6 years experience), hands-on IC
