AML Compliance - Operations & Quality Control Manager
Core
Own and mature the AML quality control testing program across KYC, transaction monitoring, SAR filing, and settlements for a diversified trading firm.
Role type
Senior IC AML Compliance Program Manager
Builds
A measurable, well-controlled AML compliance program across US and international entities
Domain
Financial Services / AML Compliance / Digital Assets
Deliverable
production ML models | product features | dashboards & analysis | client delivery | infrastructure | physical/clinical work
Required skills
BSA/AML compliance expertise, KYC framework knowledge, transaction monitoring, SAR filing, sanctions screening, root-cause analysis, remediation strategy, regulatory reporting, KPI oversight, testing calendar management, procedure drafting, stakeholder communication, data analysis
Preferred skills
Digital assets compliance experience, blockchain analytics tools (Chainalysis, TRM Labs), NYDFS Part 504 familiarity, automation of reporting
Technologies
Microsoft Excel, Chainalysis, TRM Labs
Responsibilities
Design and execute monthly KYC quality control testing; build and maintain QC metrics and executive summaries; manage the annual testing calendar and sampling methodologies; prepare documentation for regulatory examinations and internal audits; provide feedback to analysts and coordinate training; oversee KPIs and SLA management.
Seniority
Senior, hands-on IC