Internal Audit Senior Associate, Operations & Compliance
Core
Execute end-to-end operational and compliance audits to evaluate governance, compliance, and risk management processes across global operations.
Role type
Senior IC internal audit associate
Builds
Independent third-line audit function supporting the control environment
Domain
Financial services / Fintech / Crypto / Regulatory Compliance
Required skills
end-to-end audit execution, root cause analysis, regulatory compliance frameworks (AML/CFT, sanctions), data analytics (SQL), generative AI oversight, internal control evaluation
Preferred skills
experience in regulated financial institutions, relevant professional certification (CIA, CPA, CFE, Series 7)
Technologies
SQL, generative AI tools
Responsibilities
Execute scoping, risk assessments, control walkthroughs, and fieldwork testing; manage audit request tracking and open items; draft actionable audit reports for leadership and regulators; validate remediation of prior findings; partner with Operations, Compliance, Risk, Finance, and Legal teams
Seniority
Senior, hands-on IC