IT SOX Analyst II
Core
Ensure IT General Controls (ITGC) and Business Process Controls compliance for SOX audits by gathering evidence, documenting controls, and coordinating with IT and Finance teams.
Role type
Senior IC SOX Analyst (ITGC & Business Process Controls)
Builds
Compliance documentation, control narratives, and evidence repositories for SOX audits.
Domain
Financial Services / Enterprise Content Management / Regulatory Compliance
Deliverable
client delivery
Required skills
SOX compliance, ITGC frameworks, Business Process Controls, evidence gathering, process documentation, audit coordination, control testing, risk assessment, process improvement
Preferred skills
Audit tools (Auditboard, Workiva, MetricStream, TeamMate), GRC platforms, enterprise systems integration, automation of compliance workflows
Responsibilities
Collaborate with enterprise systems teams to gather documentation and evidence for ITGC and Business Process Controls; Facilitate timely submission of evidence for SOX compliance testing; Support SOX testing and identify control deficiencies; Act as the point of contact between IT, Finance, and Internal Audit; Deliver SOX training to system administrators and stakeholders; Prepare and maintain documentation of ITGC and Business Process Controls including process flows and control narratives; Coordinate with external auditors and prepare progress reports; Recommend and implement best practices to enhance compliance and operational efficiency.
Seniority
Mid-Senior, hands-on IC