Regulatory Compliance Analyst
Core
Maintain compliance for licensed entities under US state and federal rules for money transmission and digital assets, managing filings, reports, and regulatory examinations.
Role type
Licensing Compliance Analyst
Builds
US money transmitter licenses, NYDFS BitLicense, and Limited Purpose Trust Charters
Domain
Financial services / Digital assets / Payments
Deliverable
client delivery
Required skills
Regulatory compliance, US money transmission licensing frameworks, NMLS MSB Call Report preparation, regulatory examination coordination, internal governance support, regulatory research, process documentation, AI tools adoption
Preferred skills
Experience in payments or digital assets, familiarity with trust company regulation, GRC platforms (LogicGate), data analysis (Excel, Tableau, Python), financial services regulatory agency experience
Technologies
Asana, LogicGate, Microsoft Office, Google Workspace, NMLS
Responsibilities
Prepare and submit state license renewal applications, annual reports, and maintenance filings; manage surety bond renewals; own NMLS MSB Call Report preparation end-to-end; assist in preparing for regulatory examinations; support internal governance activities; establish and maintain regulatory planning tools architecture; conduct research on regulatory developments; leverage AI tools for workflow automation
Seniority
Mid-level, hands-on IC