Compliance Analyst
Core
Conducts day-to-day monitoring, triage, and execution of electronic communications surveillance across email, chat, and messaging platforms to identify potential risk indicators and policy breaches.
Role type
Compliance Analyst (Anti-Bribery, Corruption & Conduct)
Builds
Audit-ready records and structured case notes for non-standard alerts requiring upper-level review.
Domain
Financial services / Digital assets / Crypto regulations
Deliverable
production ML models
Required skills
Mandarin (fluent), AI-driven compliance tools, LLMs, automated workflow tools, analytical skills, attention to detail, case logging, risk detection
Preferred skills
e-communications surveillance software (Smarsh, Behavox, Relativity), market abuse indicators, insider trading concepts, crypto/Web3 background
Technologies
AI-assisted surveillance platforms, large language models (LLMs), automated workflow tools, Smarsh, Behavox, Relativity
Responsibilities
Perform daily review and triage of e-communications alerts within SLA timelines, identify potential policy breaches and operational risk indicators, execute precise data entry and case logging, conduct initial background gathering and evidence collection on flagged communications, draft structured fact-based summaries for non-standard alerts, escalate ambiguous or high-risk matters to senior analysts, utilize AI-assisted tools and prompt engineering to streamline alert review, provide feedback to refine alert parameters and ML/AI model accuracy, participate in ongoing training on crypto regulations and emerging compliance technologies
Seniority
Individual Contributor