Securities Counsel
Core
Provide practical legal advice on corporate, securities, commercial, and regulatory matters to support a fast-growing mobility company in capital markets and growth.
Role type
In-house securities counsel
Builds
SEC filings, securities compliance, public disclosure, capital markets transactions, and corporate governance frameworks
Domain
US public company securities law and capital markets
Required skills
Securities law, corporate law, SEC filings, capital markets transactions, contract negotiation, regulatory compliance, corporate governance, M&A support, legal drafting
Preferred skills
Fund structures, investment products, registered and private fund vehicles, exempt offerings, cross-border investment structures, public company in-house experience
Technologies
SEC EDGAR, Nasdaq listing systems, legal management software
Responsibilities
Manage SEC filings and securities compliance; support capital markets and financing transactions; manage Nasdaq listing requirements; draft and negotiate commercial and financial agreements; support M&A and cross-border structuring; provide guidance on securities regulations and AML/custody rules; develop scalable legal processes for a public company
Seniority
Mid-level, hands-on IC