Legal Intern
Core
Provide second-line oversight and advisory support for AML compliance, financial crimes, and regulatory requirements in consumer finance and fintech.
Role type
AML Compliance Analyst (second-line oversight)
Builds
Compliance operations, advisory guidance, governance documentation, and regulatory reporting for consumer finance products.
Domain
Fintech / Consumer Finance / Financial Crimes Compliance
Required skills
Regulatory frameworks knowledge (BSA/AML, USA PATRIOT Act, OFAC), compliance operations experience, written communication, project management, analytical thinking, risk mitigation, stakeholder engagement, high-volume data review, workflow management.
Preferred skills
Financial industry compliance certifications (e.g., CAMS), complaint management oversight, issues management, change management, marketing review, product compliance assessments, third-party oversight, sanctions screening, CIP/CDD, SAR support.
Technologies
BSA/AML transaction monitoring systems, sanctions screening tools, CIP/CDD platforms, SAR reporting systems, workflow management tools.
Responsibilities
Execute operational compliance reviews and produce governance-ready documentation; oversee complaint handling for higher-risk channels; manage issue/action logs and validate remediation plans; review initiatives for compliance impacts; conduct pre-use compliance reviews of marketing communications; assist with product development compliance assessments; support third-party compliance activities; perform BSA/AML transaction monitoring and alert/case review; manage sanctions/OFAC screening and watchlist; support CIP/CDD activities; prepare SAR narratives; advise partners on financial crimes requirements; respond to subpoenas and regulatory information requests.
Seniority
Mid-level professional (3+ years experience preferred)
