Registrar & Transfer Agency Officer
Core
Senior Officer responsible for investor account management, AML-KYC compliance, and operational processes for a Transfer Agency in Luxembourg.
Role type
Senior IC Registrar & Transfer Agency Officer
Builds
Investor accounts, compliant registers, and productized operational workflows
Domain
Private capital / Alternative investments / Financial services
Deliverable
client delivery
Required skills
AML-KYC expertise, investor account opening, regulatory compliance, capital calls management, investor register maintenance, process improvement, stakeholder liaison
Preferred skills
Luxembourg local law knowledge, R&D collaboration, fast-paced environment adaptation
Technologies
Carta's proprietary software platform
Responsibilities
Analyze and perform investor account opening; conduct periodic AML-KYC reviews; review and clear daily screening hits; manage capital calls, distributions, and payments; maintain comprehensive investor registers; support regulatory filings; improve AML-KYC processes.
Seniority
Senior, hands-on IC
