Director, Compliance & Control Oversight - Growth
Core
First-line compliance and controls for Upstart's growth engine, overseeing acquisition channels, marketing programs, partner relationships, and product launches to ensure regulatory adherence and fair lending.
Role type
Director, Compliance & Controls (Growth)
Builds
Marketing approval policies, campaign inventory controls, compliance monitoring frameworks, and examination-ready documentation for growth functions.
Domain
Consumer lending, fintech, regulatory compliance (UDAAP, Reg B, CAN-SPAM, TCPA)
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
Consumer lending compliance, marketing compliance, regulatory knowledge (UDAAP, Reg B, CAN-SPAM, TCPA), program leadership, root cause analysis, stakeholder influence
Preferred skills
Analytical rigor for novel marketing contexts, experience with OCC/CFPB/state examinations, initiative in gap identification, end-to-end ownership, secured lending familiarity, AI/ML credit decisioning fluency
Technologies
AI/ML-driven credit decisioning tools
Responsibilities
Own first-line compliance for acquisition channels and marketing programs; translate regulatory requirements into design-stage guidance; build and maintain business control frameworks; lead root cause analysis and remediation for compliance matters; act as trusted partner to Growth/Product/ML teams and second-line compliance; build and develop a compliance team
Seniority
Director, strategic accountability & team leadership
