Corporate and Securities Counsel
Core
U.S.-based Corporate and Securities Counsel supporting a public company's compliance, governance, and strategic initiatives.
Role type
Corporate and Securities Counsel
Builds
SEC filings, corporate governance materials, and compliance frameworks for a public tech company.
Domain
Public company law, securities regulation, corporate governance
Deliverable
client delivery
Required skills
SEC reporting expertise, corporate governance management, insider trading policy compliance, shareholder meeting logistics, regulatory change analysis, stakeholder collaboration
Preferred skills
AI tool adoption, global subsidiary management, sustainability reporting
Technologies
Diligent, AI tools
Responsibilities
Prepare and file SEC reports (10-K, 10-Q, 8-K, Form 16); manage NYSE compliance; oversee subsidiary management globally; assist in climate and sustainability reporting; prepare Board meeting materials and maintain board books; develop corporate governance policies and research industry precedents; monitor regulatory changes and implement actions; collaborate with finance, IR, and HR on equity, tax, and treasury matters; manage insider trading policies and 10b5-1 plans; coordinate annual shareholder meetings and director questionnaires; optimize ISS evaluation scores.
